0001548246-14-000001.txt : 20140210 0001548246-14-000001.hdr.sgml : 20140210 20140210115524 ACCESSION NUMBER: 0001548246-14-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Cord Blood Corp CENTRAL INDEX KEY: 0001467808 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84917 FILM NUMBER: 14587008 BUSINESS ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: 852-3605-8180 MAIL ADDRESS: STREET 1: 48 FL., BANK OF CHINA TOWER STREET 2: 1 GARDEN ROAD CITY: CENTRAL HONG KONG STATE: K3 ZIP: 000000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Atlantis Investment Management (Hong Kong) Ltd CENTRAL INDEX KEY: 0001548246 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ROOM 3501, THE CENTRIUM STREET 2: 60 WYNDHAM STREET, CENTRAL CITY: HONG KONG STATE: K3 ZIP: N-A BUSINESS PHONE: 00 852 2110 6320 MAIL ADDRESS: STREET 1: ROOM 3501, THE CENTRIUM STREET 2: 60 WYNDHAM STREET, CENTRAL CITY: HONG KONG STATE: K3 ZIP: N-A SC 13G/A 1 schedule13G-A2.txt SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 2 Under the Securities Exchange Act of 1934 China Cord Blood Corporation (Name of Issuer) Ordinary Shares, $0.0001 par value (Title of Class of Securities) G21107100 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. G21107100 1. Names of Reporting Persons. Atlantis Investment Management (Hong Kong) Ltd 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [X] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Hong Kong 5. Sole Voting Power: 0 Number of Shares 6. Shared Voting Power: 2,281,709 Beneficially Owned by 7. Sole Dispositive Power: 0 Each Reporting Person With: 8. Shared Dispositive Power: 2,281,709 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,281,709 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 3.13%* 12. Type of Reporting Person IA * Based upon 73,003,248 ordinary shares outstanding, as reported by China Cord Blood Corporation on its Form 6-K/A as filed with the Securities and Exchange Commission on December 12, 2013. CUSIP No. G21107100 1. Names of Reporting Persons. Atlantis Capital Holdings Ltd 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [X] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Hong Kong 5. Sole Voting Power: 0 Number of Shares 6. Shared Voting Power: 2,281,709 Beneficially Owned by 7. Sole Dispositive Power: 0 Each Reporting Person With: 8. Shared Dispositive Power: 2,281,709 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,281,709 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 3.13%* 12. Type of Reporting Person HC * Based upon 73,003,248 ordinary shares outstanding, as reported by China Cord Blood Corporation on its Form 6-K/A as filed with the Securities and Exchange Commission on December 12, 2013. CUSIP No. G21107100 1. Names of Reporting Persons. Yang Liu 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [X] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Hong Kong 5. Sole Voting Power: 0 Number of Shares 6. Shared Voting Power: 2,281,709 Beneficially Owned by 7. Sole Dispositive Power: 0 Each Reporting Person With: 8. Shared Dispositive Power: 2,281,709 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,281,709 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 3.13%* 12. Type of Reporting Person HC * Based upon 73,003,248 ordinary shares outstanding, as reported by China Cord Blood Corporation on its Form 6-K/A as filed with the Securities and Exchange Commission on December 12, 2013. Item 1. (a) Name of Issuer: China Cord Blood Corporation (b) Address of Issuer's Principal Executive Offices: 48th Floor, Bank of China Tower 1 Garden Road Central, Hong Kong S.A.R. Item 2. (a) Name of Person Filing: Atlantis Investment Management (Hong Kong) Limited (b) Address of Principal Business Office, or, if None, Residence: Room 3501, The Centrium 60 Wyndham Street Central, Hong Kong Hong Kong (c) Citizenship: Hong Kong (d) Title of Class of Securities: Ordinary Shares, par value $0.0001 per share (e) CUSIP No.: G21107100 Item 3. If This Statement is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii) (E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership Please see Items 5 - 9 and 11 on each cover sheet for each Reporting Person Item 5. Ownership of Five Percent or Less of a Class X If this statement is being filed to report the fact that, as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following [x]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certifications The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: FEBRUARY 12, 2014 Atlantis Investment Management (Hong Kong) Ltd By: /s/ Philip Thomas -------------------------- Name: Philip Thomas Title: Chief Compliance Officer Atlantis Capital Holdings Ltd By: /s/ Irene Fung -------------------------- Name: Irene Fung Title: Director Yang Liu By: /s/ Yang Liu --------------------------